National Bank » Our Services

We compliment your own services in addressing your clients’ trading needs, so that you never have to say: “Sorry, I can’t help you with this!” Through the Referral Agreement in place between your firm and ours, you can now have all your clients’ stock, bond and securities you or your dealer is not licenced to deal with trading needs handled in a fashion that recognizes and protects the preferred relationship you have with them.

A sample of services available through National Bank Financial’s Special Services Department:

Trading (all manner of equity and fixed income trading including):

Option Trading
Execution of Employee Stock Options (providing capital for exercise)
Short Selling
New Equity Issues
New Bond Issues
Tax-Advantaged Investments, Limited Partnerships
Fee based, Corporate Discretionary Managed Portfolios

Research & Recommendations:

Custom-designed managed stock and bond portfolio service personalized to your clients needs
Fixed-Income and Equity portfolio construction
Research and Recommendations
Stock and Bond Analysis

Services:

Client Portfolio Reports (by request) including duration, cash flow and capital gain reports
Dividend Distribution
Portfolio Statement
Transaction History
In-Kind transfers
Online account viewing via the Internet

Stock Markets
Stocks quotes and research, charts, company financials

Research
By company, sector, region and asset class

Analysis
Virtual portfolios, currencies, RRSP calculator

Account Types:

Cash/Open
Cash on Delivery (COD) accounts
Multicurrency accounts – AUD, EUR, HKD, JPY, MXN, NOK, SGD, SEK, CHF, GBP & USD
Linked RRSPs / RRIFs
Joint
Company
Margin
Options/Short Selling
Trust Accounts
Fee-Based (non-discretionary)

We can service clients and financial planners in the following languages:

English
Cantonese